• Assist the CCO to administer the Compliance Program, promote its effective implementation and address breaches that may arise, and interact with the Bangko Sentral ng Pilipinas (BSP) on compliance-related issues and other regulatory agencies.
• Assist the CCO to manage and control the Branch’s compliance with regulations of relevant regulatory agencies, including but not limited to BSP, Anti-Money Laundering Commission (AMLC), Securities and Exchange Commission (SEC), Phil Deposit Insurance Corp. (PDIC), National Privacy Commission (NPC)
• Executes and implements Compliance AML processing such as but not limited to AML Watchlist updating (e.g. AMLC Watchlist, Patriot Watchlist ), Customer Profiling and Investigation when needed; processing and reporting
• Executes and implements Suspicious transaction investigation, evaluation, processing.
• Executes the submission of AML reports such as Covered Transaction Reports and Suspicious transaction reports.
• Reviews, Manages and administers FAML scenarios
• Executes and implements Compliance and AML Self-Assessment/Testing.
• Provides functional support to the CCO in the compliance functions in both banking and AML regulations, as well as HO and local compliance-related requirements and policies and procedures. Ensure that the following are executed:
• Tracking new laws and regulations through websites of BSP, AMLC, SEC, BIR, DOF, DOLE, Daily, check Regulatory websites for relevance issuances – new rules and regulations that my affect the Bank;
• Daily, checking newspaper websites for news articles relating to AML/CFT on predicate crimes, to be inputted in the local Negative News File
• Drafting the monthly report for – HO Monthly Report; Compliance-AML Agenda; Quarterly Regulatory Contact Report; Monthly/Quarterly Regulation Change Report; External Legislative Summary Report. Ensure the completeness, accuracy and timeliness of all documentary submissions to the BSP and other regulatory agencies.
• Implementing and Monitoring governmental reports using the Compliance Calendars and Checklist
• Executes and implements Compliance and AML Self-Assessment/Testing.
• Assist in the drafting or revision of policies and procedures
• Ensure the implementation, dissemination, and monitoring the needed action on the NRAS (New Laws Action Sheet)
• Provides functional support for all training exercises.
• Perform such other functions to assist the CCO and those as may be assigned.

Other open position: Manager

• Bachelor or Graduate Degree in Business, finance, law, or related field.
• At least 5 years compliance /AML experience in Financial Industry. Experience in Banking Industry will be an advantage.